Business Continuity & Cyber Security Plan Update

Business continuity is an ongoing priority for the financial services industry and regulatory authorities. Various recent events, such as COVID, natural disasters, black-outs or marketplaces’ system problems have served to highlight the risk to and effect of operational disruptions to the financial system. Registrants are required to have a business continuity plan (BCP) to address these and other types of events that disrupt business. Ongoing Registrant Obligations under National Instrument 31-103 (NI 31-103) require that registrants establish, maintain and apply policies and procedures that establish a system of controls and supervision sufficient to manage the risks of its business in accordance with prudent business practices. We are looking for an individual to review our existing BCP & Cyber Security Plan, review it against existing regulatory requirements, and update accordingly.